Securities Arbitration Essentials: The Who, What, When and How of Investment Disputes

 Registration is closed for this event
Stock market investors who lose money are required to arbitrate most claims against their brokers for improper advice or fraudulent conduct. ‎Arbitration may seem like a more simplified forum than civil court, but the stakes are just as high for all parties and the unique nature of practicing in this area is hard to master. This CLE will shed light on this essential but often overlooked area of practice‎, and will also touch upon the disciplinary process that brokers face if they violate securities industry rules in their interaction with customers.

Co-Sponsored By The Brooklyn Bar Association

Presented By:

Michael C. Farkas, Esq.

Moshe Y. Singer, Esq.

June 13th, 2019 6:00 PM   through   8:00 PM
123 Remsen Street
Brooklyn Bar Association
Brooklyn, NY 11201
United States
Registration $ 100.00
Members register for free!
Event Credits
Ethics 0
Skills 0
Professional Practice 2
Practice Management 0
Diversity, Inclusion and Elimination of Bias 0

Help spread the word

Please help us and let your friends, colleagues and followers know about our page: Securities Arbitration Essentials: The Who, What, When and How of Investment Disputes


portal logo2

  

NYS Academy of Trial Lawyers
© 2014—All rights reserved

Contact Us
Privacy Policy | Terms of Service

NYS Academy of Trial Lawyers
39 North Pearl Street, 6th Floor
Albany, NY 12207

info@trialacademy.org
Phone: 518-364-4044
Fax: 518-514-1184